Rulings / Notices

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  • Tianhe Chemicals Group Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 19 June 2020)
  • China Medical & HealthCare Group Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 307I(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 24 October 2019)
  • Meadville Holdings Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 10 September 2019)
  • China Gas Holdings Limited
    (Tribunal Chairman’s Decision of 14 August 2019 on application for leave to file witness statement out of time)
  • China Gas Holdings Limited
    (Tribunal Chairman’s Decision of 7 August 2019 on application for leave to file witness statement out of time)
  • CMBC Capital Holdings Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 307I(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 26 November 2018)
  • China Forestry Holdings Company Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 3 May 2018)
  • Magic Holdings International Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 307I(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 29 March 2018)
  • Fujikon Industrial Holdings Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 307I(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 28 March 2018)
  • Titan Petrochemicals Group Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 29 November 2016)
  • China Gas Holdings Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 14 July 2016)
  • Yorkey Optical International (Cayman) Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 307I(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 29 March 2016)
  • Mayer Holdings Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 307I(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 4 March 2016)
  • AcrossAsia Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 307I(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 22 July 2015)
  • Warderly International Holdings Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 27 April 2015)
  • Evergrande Real Estate Group Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 15 December 2014)
  • CITIC Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 11 September 2014)
  • Water Oasis Group Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) and Schedule 9 of the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 8 August 2014)
  • Greencool Technology Holdings Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) and Schedule 9 of the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 17 June 2014)
  • Asia TeleMedia Limited 
    (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) of and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 16 January 2014)
  • Bank of China Limited and China Construction Bank Corporation
    (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) of and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 11 July 2013)
  • China Huiyuan Juice Group Limited
    (Amended Financial Secretary’s Notice [issued on 13 March 2012 pursuant to Section 252(2) and Schedule 9 of the Securities and Futures Ordinance, Cap 571(“the Ordinance”)] by the Order of the Market Misconduct Tribunal dated 14 September 2012 pursuant to Section 15 of Schedule 9 of the Ordinance)
  • Yue Da Mining Holdings Limited (Amended Financial Secretary’s Notice [issued on 16 December 2011 pursuant to Section 252(2) and Schedule 9 of the Securities and Futures Ordinance, Cap 571(“the Ordinance”)] by the Order of the Market Misconduct Tribunal dated 2 July 2013 pursuant to Section 15 of Schedule 9 of the Ordinance)
  • Chaoda Modern Agriculture (Holdings) Limited (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) and Schedule 9 of the Securities and Futures Ordinance (Cap. 571) issued by the Financial Secretary dated 25 July 2011) 
  • Sino Katalytics Investment Corporation (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) and Schedule 9 of the Securities and Futures Ordinance (Cap. 571) issued by the Financial Secretary dated 12 April 2011) 
  • Mirabell International Holdings Limited
    (Order of the Tribunal dated 25 June 2010)
    (Amended Financial Secretary’s Notice [issued on 25 Feb 2010 pursuant to Section 252(2) and Schedule 9 of the Securities and Futures Ordinance, Cap 571(“the Ordinance”)] by the Order of the Market Misconduct Tribunal dated 25 June 2010 pursuant to Section 15 of Schedule 9 of the Ordinance) 
  • ABC Communications (Holdings) Limited (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) and Schedule 9 of the Securities and Futures Ordinance (Cap. 571) issued by the Financial Secretary dated 9 April 2010)
  • QPL International Holdings Limited (Reasons for the Ruling and Orders on an Application for Stay of Execution of an order contained in Part II of the Report of the Market Misconduct Tribunal delivered on 2 April 2009)
  • Mobicon Group Limited (Order of the Tribunal dated 7 November 2008)
    (Amended Financial Secretary’s Notice [issued on 8 April 2008 pursuant to Section 252(2) and Schedule 9 of the Securities and Futures Ordinance, Cap 571(“the Ordinance”)] by the Order of the Market Misconduct Tribunal dated 7 November 2008 pursuant to Section 15 of Schedule 9 of the Ordinance) 
  • QPL International Holdings Limited (Chairman’s Ruling of 12 October 2007 on the Jurisdiction of the Tribunal/Validity of the Financial Secretary’s Notice issued under section 252(2) of the SFO and the Nature of those proceedings [duly amended as per the Corrigenda dated 15 October and 27 December 2007])

　

2007Copyright| Important notices Last revision date: 11 November 2020