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Rulings / Notices
Rulings / Notices

Rulings / Notices

  • China Investment Fund Company Limited
    (Amended Notice to the Market Misconduct Tribunal pursuant to Section 252 of and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 29 August 2025)
  • Asiasec Properties Limited
    (Tribunal’s Ruling of 2 July 2025)
  • Asiasec Properties Limited
    (Tribunal Chairman’s Directions of 5 June 2025)
  • Dickson Concepts (International) Limited
    (Tribunal Chairman’s Directions of 30 May 2025)
  • Dickson Concepts (International) Limited
    (Tribunal Chairman’s Directions of 11 April 2025)
  • Smartac Group China Holdings Limited and China Investment Fund Company Limited
    (Tribunal Chairman’s Directions of 3 March 2025)
  • Smartac Group China Holdings Limited and China Investment Fund Company Limited
    (Tribunal Chairman’s Ruling of 28 January 2025 on the consolidation of actions)
  • Asiasec Properties Limited
    (Tribunal Chairman’s Directions of 16 January 2025)
  • Smartac Group China Holdings Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 252 of and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 2 September 2024)
  • Dickson Concepts (International) Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) and 307I(2) of and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 8 October 2024)
  • China Forestry Holdings Company Limited
    (Tribunal Chairman’s Directions of 2 August 2024)
  • Asiasec Properties Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) of and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 29 February 2024)
  • China Investment Fund Company Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) of and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 16 August 2023)
  • China Vanguard Group Limited and Yunbo Digital Synergy Group Limited
    (Tribunal’s Ruling of 11 January 2024)
  • China Forestry Holdings Company Limited
    (Tribunal Chairman’s Directions of 12 October 2023)
  • Bloomage BioTechnology Corporation Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) of and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 31 March 2023)
  • China Forestry Holdings Company Limited
    (Tribunal’s Reasons for the Ruling of 12 January 2023)
  • China Forestry Holdings Company Limited
    (Tribunal's Ruling of 25 October 2022)
  • China Vanguard Group Limited and Yunbo Digital Synergy Group Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 5 August 2022)
  • Meadville Holdings Limited
    (Tribunal's Ruling of 11 November 2020)
  • Tianhe Chemicals Group Limited
    (Tribunal Chairman's Directions of 18 September 2020)
  • Tianhe Chemicals Group Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 19 June 2020)
  • China Medical & HealthCare Group Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 307I(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 24 October 2019)
  • Meadville Holdings Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 10 September 2019)
  • China Gas Holdings Limited
    (Tribunal Chairman’s Decision of 14 August 2019 on application for leave to file witness statement out of time)
  • China Gas Holdings Limited
    (Tribunal Chairman’s Decision of 7 August 2019 on application for leave to file witness statement out of time)
  • CMBC Capital Holdings Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 307I(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 26 November 2018)
  • Health and Happiness (H&H) International Holdings Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 307I(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 16 November 2018)
  • China Forestry Holdings Company Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 3 May 2018)
  • Magic Holdings International Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 307I(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 29 March 2018)
  • Fujikon Industrial Holdings Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 307I(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 28 March 2018)
  • Titan Petrochemicals Group Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 29 November 2016)
  • SkyNet Group Limited (formerly known as China AU Group Holdings Ltd)
     (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 17 June 2016)
  • China Gas Holdings Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 14 July 2016)
  • Yorkey Optical International (Cayman) Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 307I(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 29 March 2016)
  • Mayer Holdings Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 307I(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 4 March 2016)
  • Evergrande Real Estate Group Limited
    (Tribunal’s Ruling of 23 February 2016)
  • Evergrande Real Estate Group Limited
    (Tribunal’s Ruling of 27 October 2015)
  • AcrossAsia Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 307I(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 22 July 2015)
  • Warderly International Holdings Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 27 April 2015)
  • Evergrande Real Estate Group Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 15 December 2014)
  • CITIC Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 11 September 2014)
  • Water Oasis Group Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) and Schedule 9 of the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 8 August 2014)
  • Greencool Technology Holdings Limited
    (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) and Schedule 9 of the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 17 June 2014)
  • Asia TeleMedia Limited 
    (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) of and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 16 January 2014)
  • Bank of China Limited and China Construction Bank Corporation
    (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) of and Schedule 9 to the Securities and Futures Ordinance (Cap. 571) issued by the Securities and Futures Commission dated 11 July 2013)
  • China Huiyuan Juice Group Limited
    (Amended Financial Secretary’s Notice [issued on 13 March 2012 pursuant to Section 252(2) and Schedule 9 of the Securities and Futures Ordinance, Cap 571(“the Ordinance”)] by the Order of the Market Misconduct Tribunal dated 14 September 2012 pursuant to Section 15 of Schedule 9 of the Ordinance)
  • Yue Da Mining Holdings Limited (Amended Financial Secretary’s Notice [issued on 16 December 2011 pursuant to Section 252(2) and Schedule 9 of the Securities and Futures Ordinance, Cap 571(“the Ordinance”)] by the Order of the Market Misconduct Tribunal dated 2 July 2013 pursuant to Section 15 of Schedule 9 of the Ordinance)
  • Chaoda Modern Agriculture (Holdings) Limited (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) and Schedule 9 of the Securities and Futures Ordinance (Cap. 571) issued by the Financial Secretary dated 25 July 2011) 
  • Sino Katalytics Investment Corporation (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) and Schedule 9 of the Securities and Futures Ordinance (Cap. 571) issued by the Financial Secretary dated 12 April 2011) 
  • Mirabell International Holdings Limited
    (Order of the Tribunal dated 25 June 2010)
    (Amended Financial Secretary’s Notice [issued on 25 Feb 2010 pursuant to Section 252(2) and Schedule 9 of the Securities and Futures Ordinance, Cap 571(“the Ordinance”)] by the Order of the Market Misconduct Tribunal dated 25 June 2010 pursuant to Section 15 of Schedule 9 of the Ordinance) 
  • ABC Communications (Holdings) Limited (Notice to the Market Misconduct Tribunal pursuant to Section 252(2) and Schedule 9 of the Securities and Futures Ordinance (Cap. 571) issued by the Financial Secretary dated 9 April 2010)
  • QPL International Holdings Limited (Reasons for the Ruling and Orders on an Application for Stay of Execution of an order contained in Part II of the Report of the Market Misconduct Tribunal delivered on 2 April 2009)
  • Mobicon Group Limited (Order of the Tribunal dated 7 November 2008)
    (Amended Financial Secretary’s Notice [issued on 8 April 2008 pursuant to Section 252(2) and Schedule 9 of the Securities and Futures Ordinance, Cap 571(“the Ordinance”)] by the Order of the Market Misconduct Tribunal dated 7 November 2008 pursuant to Section 15 of Schedule 9 of the Ordinance) 
  • China Overseas Land and Investment Limited (Tribunal’s Ruling of 28 February 2008)
  • QPL International Holdings Limited (Tribunal’s Ruling of 27 December 2007 on the Application for Permanent Stay of the Proceedings)
  • QPL International Holdings Limited (Chairman’s Ruling of 27 December 2007 on Compelled Testimony)
  • QPL International Holdings Limited (Chairman’s Ruling of 27 December 2007 on the Standard of Proof)
  • QPL International Holdings Limited (Chairman’s Ruling of 12 October 2007 on the Jurisdiction of the Tribunal/Validity of the Financial Secretary’s Notice issued under section 252(2) of the SFO and the Nature of those proceedings [duly amended as per the Corrigenda dated 15 October and 27 December 2007])
  • QPL International Holdings Limited (Corrigenda of 15 October 2007 to the Ruling of 12 October 2007)
  • QPL International Holdings Limited (Corrigenda of 27 December 2007 to the Ruling of 12 October 2007)
  • QPL International Holdings Limited (Notice of 30 October 2007)